Links to Official Documents and Disclosures
October 19, 2005 – Ex Parte Statutory Restraining Order to Freeze Assets, Preserve Books and Records, Authorize Expedited Discovery and Appoint a Temporary Receiver
November 8, 2005 – Consent Order of Preliminary Injunction with Asset Freeze
November 22, 2005 – Receiver’s First Letter to Investors
December 19, 2005 – Receiver’s First Interim Report and Exhibits
December 19, 2005 – Motion to Establish Bar Date and to Approve Claim Form
January 6, 2006 – Proof of Claim Form
July 17, 2006 – Receiver’s Second Interim Report
July 17, 2006 – Exhibit A Summary of Cash Flows
July 17, 2006 – Exhibit B Futures Trading Losses
July 17, 2006 – Exhibit C Payments to or for Ty Edwards
July 17, 2006 – Exhibit D Payments to or for Richard Clifford
July 17, 2006 – Exhibit E Commission Payments
July 17, 2006 – Exhibit F Deposits & Withdrawals
July 17, 2006 – Exhibit G Cash Flow Chart
July 17, 2006 – Exhibit H Man IRA Accounts 6/30/06
July 17, 2006 – Exhibit I Receivership Cash Flow
July 17, 2006 – Exhibit J Proof of Claim Form
July 25, 2006 – Receiver’s Motion To Add Relief Defendants Together With Brief In Support Thereof
August 25, 2006 – Motion Plan of Distribution
August 25, 2006 – Exhibits to Plan of Distribution
September 25, 2006 – Order Granting Motion to Add Relief Defendants
September 25, 2006 – Order and Notice of Hearing Regarding Plan of Distribution
November 6, 2006 – Objection to Plan
November 16, 2006 – Order Sustaining Objection to Plan of Distribution
November 16, 2006 – Notice of Filing of Amended Plan
November 16, 2006 – Receiver’s First Amended Plan of Distribution
November 16, 2006 – Changes to August 25 Plan of Distribution
November 29, 2006 – David Williamson’s Motion to Reconsider or Join
December 1, 2006 – Motion for Reconsideration Aiken Ragan Conn
December 1, 2006 – Motion to Intervene Aiken Ragan Conn
December 1, 2006 – Memo of Law in Support of Motion to Intervene Aiken Ragan Conn
December 1, 2006 – Receiver’s Second Amended Plan of Distribution
December 15, 2006 – Mintz, Pannell, and Wyant Response to Motion to Reconsider
December 15, 2006 – Mintz, Pannell, and Wyant Brief in Response to Motion to Reconsider
December 18, 2006 – Receiver’s Response to Motion to Intervene
December 18, 2006 – General Investors Objection to Proposed Second Amendment to Plan of Distribtion
January 5, 2007 – Receiver’s Reply to Objector’s Response to Receiver’s Motion for Reconsideration
January 31, 2007 – Consent Order of Permanent Injunction and Ancillary Equitable Relief
March 21, 2007 – Third Amended Plan of Distribution
April 10, 2007 – Hearing Date for Third Amended Plan of Distribution
April 24, 2007 – Wellstone Objection Part I
April 24, 2007 – Wellstone Objection Part II
April 24, 2007 – Ty Edwards Response to Amended Plan of Distribution
April 30, 2007 – Receiver’s Response to Wellstone Objection
May 31, 2007 – Order Approving Plan of Distribution and Notice to Wellstone Investors
July 24, 2007 – Motion to Strike Claim of Dennis Thompson Sr.
September 14, 2007 – Dennis Thompson, Sr’s Response To Strike Claim Motion
October 5, 2007 – Receiver’s Reply To Thompson’s Response To Strike Claim
October 5, 2007 – Amendment To Motion To Strike Thompson Claim
November 1, 2007 – Motion To Allow Late Claims
November 11, 2007 – Investor Tax Letter
November 26, 2007 – Order Allowing Late Filed Claims
January 22, 2008 – Receiver’s Update
January 23, 2008 – Receiver’s Important Tax Notice to Investors
March 17, 2008 – Receiver’s Important Tax Notice to Investors
February 29, 2008 – Order Authorizing Sale of Real Property
July 24, 2008 – Receiver Update
July 28, 2008 – Notice Of Hearing & Motion Regarding Settlement With Man Financial
September 10, 2008 – Order Approving Settlement With MF Global
December 9, 2008 – Receiver’s Final Report
December 24, 2008 – Order Approving Receiver’s Final Report
Other Links and Resources
Release No. 5315-05
Commodity Futures Trading Commission
October 24, 2005
Enforcement Bulletin: Lake Dow Capital/Ty Edwards
Commodity Futures Trading Commission
November 22, 2005
The Sun, The Moon, And The Market
BusinessWeek
June 5, 2006