SJK Investment Management

Case Name:

SEC v Stanley J. Kowalewski and SJK Investment Management, Inc.

Case Number:

11-CV-0056

Court:

United States District Court for the Northern District of Georgia

Hays Role:

Receiver

Overview
Documents
News

On February 2, 2011, in the Northern District Court of Georgia, Greg Hays was appointed Receiver for Stanley J. Kowalewski and SJK Investment Management, Inc.

Docket #174 – June 15, 2012 - Receiver’s Motion for Approval of Supplemental Plan for Administration of Receiver Estate and Distribution of Proceeds

Supplemental Plan

Proposed Order

Brief in Support of Motion to Approve Supplemental Plan

Court Dockets

Date	Docket Number
June 18, 2012	NA	Notice of Motion and Filing of Supplemental Plan
June 15, 2012	NA	Motion for Expedited Entry of Notice
June 18, 2012	NA	Brief in Support of Motion to Approve Supplemental Plan
June 18, 2012	NA	Proposed Order
June 18, 2012	NA	Supplemental Plan
June 15, 2012	NA	Receiver's Motion for Approval of Supplemental Plan for Administration of Receiver Estate and Distribution of Proceeds
January 27, 2012	NA	Exhibits C3 - E3
January 27, 2012	NA	Exhibit C2
January 27, 2012	NA	Exhibits A - C1
January 27, 2012	NA	Receiver's Motion for Approval of Private Sale of Real Property
October 13, 2011	NA	Bar Date Order
October 3, 2011	NA	Order Authorizing and Directing Payment of Professional Fees and Expenses
September 30, 2011	NA	Final Judgment of Disgorgement and Civil Penalties
September 30, 2011	NA	Consent Order on Receiver's Motion for Turnover of Accounting and Termination of Receivership of Stanley J. Kowalewski
September 30, 2011	NA	Notice of Deposition of Kowalewski
September 29, 2011	NA	Notice of Filing of Declarations
September 28, 2011	NA	Declaration of Michael Fontenot
September 27, 2011	NA	Brief of Defendant Kowalewski Concerning Hearing to be Held September 29, 2011
September 27, 2011	NA	Plaintiff Securities and Exchange Commission's Pre-Hearing Brief
September 27, 2011	NA	Receiver's Notice of Settlement Regarding his Motion for Turnover and Accounting and Receiver's Request for Termination of Receivership of Stanley J. Kowalewski
September 23, 2011	NA	Permanent Injunctions as to SJK Investment Management, LLC
September 22, 2011	NA	Notice of Filing of Consent of SJK Investment Management, LLC and Proposed Permanent Injunctions as to Defendant SJK Investment Management, LLC
September 21, 2011	NA	Order to Show Cause
September 20, 2011	NA	Notice of Filing Supplemental Information Relating to Notice of Non-Compliance
September 19, 2011	NA	Plaintiff's Proposed Order to Show Cause Why Defendant Kowalewski Should not be Held in Contempt for Willfully Violating the Court's Orders Freezing his Assets
September 27, 2011	NA	Notice of Settlements Re Receiver's Motion for Turn-Over and Accounting and Receiver's Request for Termination of Receivership of Stanley J. Kowalewski
September 21, 2011	NA	Notice of Kowalewskis Failure to Comply With Order on SEC Emergency Second Application for Order to Show Cause
September 19, 2011	NA	Notice of Non-Compliance
August 30, 2011	NA	Declaration of Mark Neal Scott
August 30, 2011	NA	Notice of Defendant Kowalewski's Failure to Comply with Order Appointing Receiver and Continuing Asset Freeze
August 29, 2011	NA	Item 2
August 29, 2011	NA	Declaration of Receiver
August 29, 2011	NA	Memorandum in Support of Plaintiff's Emergency Second Application for an Order to Show Cause Why Defendant Stanely J. Kowalewski Should not be Held in Civil Contempt for Failing to Comply with the Court's Order Freezing Assets
August 24, 2011	NA	Motion for Final Judgment on Disgorgement and Civil Penalties
August 1, 2011	NA	Order Granting Receiver's Motion for Authorization to Transfer Management of Accounts to Georgia Ports Authority
July 1, 2011	NA	Receiver's Investor Distribution Plan
July 1, 2011	NA	Receiver's Motion for Approval of Investor Distribution Plan
June 29, 2011	NA	Order Permanently Enjoining Defendant Kowalewski and Ordering Other Relief
June 28, 2011	NA	Consent Order on Indemnification Motion
June 28, 2011	NA	Consent Order on Contempt Motion
June 6, 2011	NA	Notice of Engagement of Bennett Thrasher
May 26, 2011	NA	Notice of Filing of Declarations in Support of Application for Order to Show Cause
May 25, 2011	NA	SEC's Reply to Defendant's Response
May 23, 2011	NA	Defendant's Response to Plaintiff's Reply Brief
May 20, 2011	NA	Receiver's Notice of Sale of Real Property by CDLD Holdings, LLC (Part 4)
May 20, 2011	NA	Receiver's Notice of Sale of Real Property by CDLD Holdings, LLC (Part 3)
May 20, 2011	NA	Receiver's Notice of Sale of Real Property by CDLD Holdings, LLC (Part 2)
May 20, 2011	NA	Receiver's Notice of Sale of Real Property by CDLD Holdings, LLC (Part 1)
May 20, 2011	NA	Receiver's Notice of Intent to Sell Watercraft
March 8, 2011	NA	Order Adding Receivership Defendant and Amending Original Receivership Order
March 3, 2011	NA	Motion to Add Receivership Defendant
March 3, 2011	NA	Receiver's First Interim Report
January 26, 2011	NA	Consent Order Temporarily Enjoining Defendants
January 6, 2011	NA	Order Granting Motion for Temporary Restraining Order
February 2, 2011	NA	Order Appointing Receiver and Continuing Asset Freeze

Investor Information

No files found at this time.

Creditor Information

No files found at this time.

Claims Documents

February 7, 2011	First Memo to Investors
April 6, 2011	Second Memo to Investors
August 29, 2011	Update to Investors
September 28, 2011	Update to Investors
September 29, 2011	Update to Investors
May 31, 2012	Employee Claim Form
May 5, 2011	Third Memo to Investors

Miscellaneous Documents

May 31, 2011

SJK Non-Investor Claim Form

Judge turns Kowalewski’s business over to a receiver
November 19, 2012
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Judge turns Kowalewski’s business over to a receiver Greensboro News & Record February 3, 2010
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Kowalewski No Stranger to Courtroom
November 19, 2012
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Kowalewski No Stranger to Courtroom Greensboro News & Record February 6, 2011
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Kowalewski Clients May Lose Millions
November 19, 2012
by rob
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Kowalewski Clients May Lose Millions Greensboro News & Record March 4, 2011
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Feds: Money manager bought beach house with client funds
November 19, 2012
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Feds: Money manager bought beach house with client funds The Atlanta Journal Constitution March 4, 2011
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Investor Facing Contempt Charges
November 19, 2012
by rob
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Investor Facing Contempt Charges Greensboro News & Record March 19, 2011
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Oak Ridge: Bailed out by the wrong benefactor
November 19, 2012
by rob
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Oak Ridge: Bailed out by the wrong benefactor Greensboro News & Record March 26, 2011
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Kowalewski resigns as Oak Ridge coach amid turmoil
November 19, 2012
by rob
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Kowalewski resigns as Oak Ridge coach amid turmoil Greensboro News & Record March 28, 2011
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Financial Adviser Denies Any Fraud
November 19, 2012
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Financial Adviser Denies Any Fraud Greensboro News & Record April 29, 2011
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2010′s most expensive Myrtle Beach area house back up for sale
November 19, 2012
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2010′s most expensive Myrtle Beach area house back up for sale The Sun News.com May 7, 2011
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Fraud Wasn’t Emails Goal, Adviser Says
November 19, 2012
by rob
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Fraud Wasn’t Emails Goal, Adviser Says Greensboro News & Record May 24, 2011
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No News found at this time.

Court Dockets

Date

Docket Number

Investor Information

Creditor Information

Claims Documents

Miscellaneous Documents

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